2022-07-29 11:26:48

Senior Compliance Associate

CVMarket.lt klientas

Job Description

The Compliance Associate will work in an evolving regulatory environment and will assist the Compliance Department in administering the company's Compliance programme with a focus on supporting regulatory  filings and general compliance work for Europe, Middle East and Africa.

  • Support the broader EMEA Compliance team in meeting its supervisory obligations;
  • Review and draft documents for submission;
  • Liaise internally with the business and the global Compliance team to obtain the requisite material;
  • Preparation of responses and feedback to regulator requests;
  • Assist with the preparation of Compliance reports internally and externally;
  • Assist compliance officers with the production of management and board reporting.

Requirements

  • Bachelor degree, preferably in Law or Finance;
  • 2+ years of experience within the financial industry (Relevant experience with a financial industry regulator, corporate internal audit department and/or compliance department of a regulated financial services firm is desirable).
  • Excellent communication and organisational skills;
  • Strong interest in regulatory compliance work;
  • Fluent (written & oral)  in English;
  • Highly organized and efficient, with administrative skill and the ability to meet tight deadlines. 

Company offers

We have impact. So will you.

The views of each Moody’s employee matter and, collectively, those views contribute to our ability to serve credit-sensitive markets worldwide. Diverse opinions are encouraged and leverage the depth and breadth of experiences that our employees bring to work each day. We expect Moody’s employees to be accessible and collaborative and, in return, Moody’s offers a work environment that promotes intellectual curiosity, analytical rigor and collegiality. Our people and our environment uphold our core values of integrity, insight, intellectual leadership, inclusion and independence.