Senior Compliance Associate

We have impact. So will you.

The views of each Moody’s employee matter and, collectively, those views contribute to our ability to serve credit-sensitive markets worldwide. Diverse opinions are encouraged and leverage the depth and breadth of experiences that our employees bring to work each day. We expect Moody’s employees to be accessible and collaborative and, in return, Moody’s offers a work environment that promotes intellectual curiosity, analytical rigor and collegiality. Our people and our environment uphold our core values of integrity, insight, intellectual leadership, inclusion and independence.

The Senior Compliance Associate will work in an evolving regulatory environment and will assist the Compliance Department in administering the company's Compliance program with a focus on supporting regulatory compliance for Europe, Middle East and Africa.

Your Role

• Support the broader EMEA Compliance team in meeting its supervisory obligations
• Liaise internally with the business and the global Compliance team to obtain the requisite material
• Preparation of responses and feedback to regulator requests
• Work on submission of periodic reporting information to regulators
• Assist with the preparation of Compliance reports internally and externally
• Support the MD EU Compliance on various projects and initiatives
• Assist the EMEA Compliance team with regulatory implementation project work

• Bachelor degree, preferably but not necessarily in law
• 3-5 years of experience within the financial industry (Relevant experience with a financial industry regulator, corporate internal audit department and/or compliance department of a regulated financial services firm is desirable)
• Excellent communication and organizational skills
• Strong interest in regulatory and compliance advisory work
• Highest ethical standards
• Professional, pro-active, flexible, diligent and dependable
• Computer competence in Word, Excel, and PowerPoint
• Excellent verbal and written communications skills in English
• Strong probative skills
• Ability to adapt to changing business and regulatory environments
• Ability to work effectively and supportively within a team
• Ability to work independently in EMEA and as part of an internationally based compliance team