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Job Description

Compliance (Surveillance) will develop, execute and oversee continuous Compliance Surveillance testing of ratings documentation. 

    • Develop, execute and oversee continuous Compliance Surveillance testing of ratings documentation and processes for compliance with internal policies and procedures.
    • Review collected documentation for adequacy and appropriateness.
    • Assist management in preparing periodic Compliance reports for senior management.
    • Participate in various compliance-related projects, as required.
    • Developing testing procedures, as required.
    • Conducting internal investigations
    • Assisting in preparation of periodic compliance reports, as required.
    • Assisting in preparation of Surveillance risk assessments


    • Substantial compliance and/or audit experience focusing on compliance-related surveillance/examination activities.
    • Excellent written and verbal communication skills with the ability to interact with senior management
    • Strong interest in compliance work.
    • Strong academics with a BA / BSc / Master’s Degree (or equivalent) in Law.
    • Experience within a financial industry regulator, law firm and/or compliance department of a regulated financial services firm.
    • Ability to exercise judgment and strong attention to detail.
    • Excellent interpersonal and team oriented skills.

Job type:
full-time, employee
Expiration date:
23 May 2019
14 May 2019
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AVP Compliance (Surveillance)


Alliance for Recruitment is the largest recruitment consultancy in Lithuania measured by capacity, number of successful placements and annual growth. We are a high performing team of recruitment experts from various different industries.

Moody's is a​n e​sse​ntial component of the global capital m​arket​s, providing credit ratings, research, tools and analysis that c​ontribute to transparent and integrated financial markets. Moody's Corporation (NYSE: MCO) is the parent company of Moody's Investors Service, which provides credit ratings and research covering debt instruments and securities, and Moody's Analytics, which offers leading-edge software, advisory services and research for credit and economic analysis and financial risk management. The Corporation, which reported revenue of $4.4 billion in 2018, employs approximately 13,100 people worldwide and maintains a presence in 42 countries. 

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